United States District Court, W.D. Tennessee, Eastern Division
GLADYS SIPES, individually, as next of kin, and personal representative of decedent CHRISTOPHER BARON REID, and BRANDY COLLINS, natural sibling of decedent CHRISTOPHER BARON REID, Plaintiffs,
MADISON COUNTY, et al. Defendants.
ORDER DENYING PLAINTIFF GLADYS SIPES'S MOTION FOR RELIEF FROM JUDGMENT
J. DANIEL BREEN, Chief District Judge.
Before the Court is the motion of Plaintiff, Gladys Sipes, for relief from its June 24, 2014, judgment, pursuant to Rule 60(b) of the Federal Rules of Civil Procedure. (Docket Entry ("D.E.") 64.) Defendants, Madison County, the Madison County Sherriff's Department, and a number of law enforcement officials, responded on October 20, 2014. (D.E. 66.) The motion is now ripe for disposition.
On June 4, 2012, this action was brought on behalf of the decedent, Christopher Baron Reid, by Sipes, who is Reid's mother and representative of the estate, and Brandy Collins, his sister. (D.E. 1.) The complaint included several state law claims along with allegations that Defendants deprived Reid of his constitutional rights while acting under color of law in violation 42 U.S.C. § 1983. ( Id. at 7-17.)
Defendants filed a motion for summary judgment, (D.E. 49), and the Court granted it in part on May 16, 2014. (D.E. 60.) The order dismissed the state law claims, which Sipes and Collins abandoned, and the claims brought in their individual capacity because Sipes and Collins were not the proper parties to bring suit on behalf of Reid under Tennessee state law. ( Id. at 5-8.) As the decedent's sibling, Collins's right to bring suit was inferior to Sipes's as his mother. See Tenn. Code Ann. § 31-2-104. Sipes's right to sue in her individual capacity was, in turn, inferior to that of Reid's son, whose existence Sipes acknowledged in her deposition. See Tenn. Code Ann. § 20-5-106(a). Because the child, as the statutory beneficiary, was the real party in interest, the Court also held that Sipes could not maintain the action on behalf of the estate unless he was named in the complaint and ratified the lawsuit. (D.E. 60 at 9-10.) Sipes received thirty days to file an amended complaint including Reid's son and to obtain consent from his parent or guardian, or she would face dismissal for lack of standing. ( Id. at 10.)
By June 17, 2014, the thirty day period to amend the complaint had passed without Sipes making any filing, and Defendants moved to dismiss the case for failure to prosecute. (D.E. 61.) The Court granted their motion for summary judgment as to all remaining claims, (D.E. 62), and entered final judgment in Defendants' favor on June 24, 2014, (D.E. 63).
Over three months later, Sipes filed the present motion, requesting relief under Rule 60(b) of the Federal Rules of Civil Procedure. (D.E. 64.) She claims that the judgment should be set aside under Rule 60(b)(1) for "mistake, inadvertence, surprise, or excusable neglect" because "Defendants will not be prejudiced by Plaintiff obtaining relief"; Plaintiff "has a meritorious' claim" that is "good at law"; and "Plaintiff's conduct was not willful in failing to comply with the Court's condition of obtaining consent to proceed." (D.E. 65 at 3-6.) Further, she avers that relief under Rule 60(b)(6) is proper because the statute of limitations would not bar Reid's son from bringing another action, or, in the alternative, that "a truly harsh result would come to pass" if a subsequent suit by the minor was time-barred. ( Id. at 7-10.) Defendants respond that Plaintiff failed to establish excusable neglect by not providing a reason for her delay, that her misunderstanding as to whether she was initially entitled to file suit in her own name does not support relief under 60(b)(1), and that she still had not offered any direct proof that she obtained the proper consent to maintain the case. (D.E. 66 at 5-7.) As to Sipes's 60(b)(6) arguments, Defendants assert that because "relief is foreclosed under subsection (b)(1)[, ].... subsection (b)(6) is not available." ( Id. at 8.)
II. Legal Standards
Rule 60(b) provides, in relevant part, that "[o]n motion and just terms, the court may relieve a party or its legal representative from a final judgment, order, or proceeding for the following reasons: (1) mistake, inadvertence, surprise, or excusable neglect;... or (6) any other reason that justifies relief." A Rule 60(b) motion may only be granted for one of the reasons specifically identified in the rule. Feathers v. Chevron U.S.A., Inc., 141 F.3d 264, 268 (6th Cir. 1998). A party relying on 60(b) "must show the applicability of the rule." Jinks v. AlliedSignal, Inc., 250 F.3d 381, 385 (6th Cir. 2001) (citation omitted). Stated differently, "[a]s a prerequisite to relief under Rule 60(b), a party must establish that the facts of its case are within one of the enumerated reasons contained in Rule 60(b) that warrant relief from judgment." Johnson v. Unknown Dellatifa, 357 F.3d 539, 543 (6th Cir. 2004) (quoting Lewis v. Alexander, 987 F.2d 392, 396 (6th Cir. 1993)). "[R]elief under Rule 60(b) is circumscribed by public policy favoring finality of judgments and termination of litigation." Tyler v. Anderson, 749 F.3d 499, 509 (6th Cir. 2014) (citing Thompson v. Bell, 580 F.3d 423, 442 (6th Cir. 2009)), cert. denied sub nom. Tyler v. Lazaroff, 135 S.Ct. 370 (2014).
Before addressing arguments under 60(b)(6), this "[C]ourt must first analyze whether [60(b)](1) applies." DirecTV, Inc. v. Turk, 282 F.App'x 382, 384 (6th Cir. 2008) (citing Pioneer Inv. Servs. Co. v. Brunswick Assocs. Ltd. P'ship, 507 U.S. 380, 393 (1993)). Relief under Rule 60(b)(1) is proper "in only two situations: (1) when a party has made an excusable mistake or an attorney has acted without authority, or (2) when the judge has made a substantive mistake of law or fact in the final judgment or order." United States v. Reyes, 307 F.3d 451, 455 (6th Cir. 2002) (citing Cacevic v. City of Hazel Park, 226 F.3d 483, 490 (6th Cir. 2000)). Because Plaintiff does not claim that her counsel took unauthorized action or that the Court made a mistake of fact or law, only whether an excusable mistake occurred is at issue. "In determining whether relief is appropriate under Rule 60(b)(1), " three factors control the analysis: "(1) culpability-that is, whether the neglect was excusable; (2) any prejudice to the opposing party; and (3) whether the party holds a meritorious underlying claim or defense. A party seeking relief must first demonstrate a lack of culpability before the court examines the remaining two factors." Yeschick v. Mineta, 675 F.3d 622, 628-29 (6th Cir. 2012) (quoting Flynn v. People's Choice Home Loans, Inc., 440 F.App'x 452, 457-58 (6th Cir. 2011)) (internal quotation marks omitted). Because the "acts and omissions" of attorneys are attributable to their clients, "the proper focus is upon whether the neglect of [the parties] and their counsel was excusable." Id. at 629 (alteration in original) (emphasis in original) (citation omitted). The Supreme Court has identified four relevant factors for courts to use in "determining whether a party's neglect of a deadline is excusable": (1) "the danger of prejudice to [the non-moving party], " (2) "the length of the delay and its potential impact on judicial proceedings, " (3) "the reason for the delay, including whether it was within the reasonable control of the movant, " and (4) "whether the movant acted in good faith." Pioneer, 507 U.S. at 395; see also Yeschick, 675 F.3d at 629.
Under Rule 60(b)(6), this Court's discretion has been said to be "especially broad." Tyler, 749 F.3d at 509 (quoting Hopper, 867 F.2d at 294). In practice, however, exercise of this discretion is "limited to unusual and extreme situations where principles of equity mandate relief.'" McGuire v. Warden, Chillicothe Corr. Inst., 738 F.3d 741, 750 (6th Cir. 2013) (emphasis in original) (quoting Ford Motor Co. v. Mustangs Unlimited, Inc., 487 F.3d 465, 468 (6th Cir. 2007)), cert. denied sub nom. McGuire v. Robinson, 134 S.Ct. 998 (2014). "[E]xceptional or extraordinary circumstances" are required for relief under Rule 60(b)(6). Id .; see also 11 Charles Alan Wright, et al., Federal Practice & Procedure: Civil § 2857 (3d ed. 2014).
A. Rule 60(b)(1)
Sipes has failed to show that she is entitled to relief under 60(b)(1) because she has not "demonstrate[d] a lack of culpability" sufficient to excuse her own neglect or that of her counsel. Yeschick, 675 F.3d at 629 (citation omitted). Plaintiff argues that she lacks culpability because, after the entry of the Court's order, she immediately sought the necessary consent; the child's mother gave the consent three days after the thirty day period had expired; and "Plaintiff could not proceed in absence [sic] of such consent per th[e] Court's [o]rder." (D.E. 65 at 5.) She has not offered, however, a reason for her failure to request additional time before the deadline expired. Nor has she explained why she did not notify the Court that she had ...